Trade Surveillance Manager
The role: Trade Surveillance - Manager:
We are looking for an experienced professional to join our Market Abuse Trade Surveillance team. With a wide and varying portfolio of projects within market abuse, this is an exciting opportunity to be part of a growing, market leading team.
Responsibilities:
* We require the individual to lead technical client projects and support internal business development as well as thought leadership relating to market abuse
* Be able to advise clients on current industry practices and advancements relating to trade surveillance and market abuse controls
* Keeping abreast of latest trends, cases and new developments in market abuse
* Working as an SME and being able to manage and upskill junior team members
Qualifications & Skills:
* Good understanding of trading businesses and the manifestation of market abuse risks, within sell side investment banks
* Strong understanding of financial products (cash and derivatives) including the different ways in which market abuse risks can manifest
* Strong experience of working within Compliance Surveillance (as either a Consultant or within a Bank). We also welcome candidates from Technology teams with experience of working on third party vendors' trade surveillance systems implementation or in-house trade surveillance build
* Involvement and awareness of model validation of trade surveillance models as well as data quality for Surveillance
* Good understanding of the trade surveillance vendor landscape, demonstrating awareness of different solutions and involvement in the implementation of these
* Appreciation of what an effective Surveillance Operating Model and Governance Framework looks like
* Flexibility and agility to contribute in a senior capacity to a broad range of market abuse and surveillance engagements
* Self starter, experienced and motivated Manager who has a track record of building excellent client relationships
* Excellent understanding of key Surveillance policy and procedure documentation
* Excellent oral/written communication, planning, project management, networking and influencing skills
Carbon60, Lorien & SRG - The Impellam Group STEM Portfolio are acting as an Employment Business in relation to this vacancy.
Reference: 2857389770
Trade Surveillance Manager
Posted on Nov 25, 2024 by Lorien
The role: Trade Surveillance - Manager:
We are looking for an experienced professional to join our Market Abuse Trade Surveillance team. With a wide and varying portfolio of projects within market abuse, this is an exciting opportunity to be part of a growing, market leading team.
Responsibilities:
* We require the individual to lead technical client projects and support internal business development as well as thought leadership relating to market abuse
* Be able to advise clients on current industry practices and advancements relating to trade surveillance and market abuse controls
* Keeping abreast of latest trends, cases and new developments in market abuse
* Working as an SME and being able to manage and upskill junior team members
Qualifications & Skills:
* Good understanding of trading businesses and the manifestation of market abuse risks, within sell side investment banks
* Strong understanding of financial products (cash and derivatives) including the different ways in which market abuse risks can manifest
* Strong experience of working within Compliance Surveillance (as either a Consultant or within a Bank). We also welcome candidates from Technology teams with experience of working on third party vendors' trade surveillance systems implementation or in-house trade surveillance build
* Involvement and awareness of model validation of trade surveillance models as well as data quality for Surveillance
* Good understanding of the trade surveillance vendor landscape, demonstrating awareness of different solutions and involvement in the implementation of these
* Appreciation of what an effective Surveillance Operating Model and Governance Framework looks like
* Flexibility and agility to contribute in a senior capacity to a broad range of market abuse and surveillance engagements
* Self starter, experienced and motivated Manager who has a track record of building excellent client relationships
* Excellent understanding of key Surveillance policy and procedure documentation
* Excellent oral/written communication, planning, project management, networking and influencing skills
Carbon60, Lorien & SRG - The Impellam Group STEM Portfolio are acting as an Employment Business in relation to this vacancy.
Reference: 2857389770
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