Manager, Compliance Monitoring

Posted on Oct 23, 2024 by Request Technology
Chicago, IL, 60601
Accountancy
Immediate Start
$140k - $150k Annual
Full-Time

*Hybrid, 3 days onsite, 2 days remote*

*We are unable to sponsor as this is a permanent Full time role*

A prestigious company is looking for a Manager, Compliance Monitoring. This person will manage over 4 people and will focus on regulatory and internal control self-testing programs.

Responsibilities:

  • Oversee the facilitation of the management self-testing program, including drafting of test plans, launching campaigns, reviewing of results, and reporting on program.
  • Oversee and advance the management self-testing quality assurance program.
  • Facilitate, review and report on the company's attestation program.
  • Oversee the Compliance automated testing activities and enhance the testing program in order to provide assurance and insight into the compliance-related activities of the organization.
  • Design and perform tests of controls for design and operational effectiveness, as needed.
  • Perform secondary review of compliance review checklist related to findings remediation efforts.
  • Report on output of programs to stakeholders, senior management, and the board.
  • In coordination with other members of the department, develop tools and reports for Assurance and Monitoring.
  • Work with internal stakeholders (ORMC, Internal Audit, others) to determine ways to leverage work and maximize efficiency across the organization.
  • Escalate issues to the Executive Director, Assurance and Monitoring, and the Chief Compliance Officer, as needed.
  • Supervise a team of Associate Principals and Senior Associates.
  • Perform administrative supervisory activities including performance reviews, corrective action documentation, and other tasks as needed.

Qualifications:

  • Bachelor's Degree in Business, Finance, Accounting, or a related discipline.
  • 7-10 years related experience, preferably 3 years within financial services.
  • Familiarity with internal controls role within an organization.
  • Experience in identifying process improvements.
  • Experience in project planning and reporting results.
  • Experience with managing multiple projects simultaneously.
  • Strong background and knowledge in process management, including familiarity with issue management or audit best practices.
  • Spreadsheet expertise (ie Excel).
  • Documentation expertise (ie Word)
  • Presentation experience (ie PowerPoint, Word, and Publisher)
  • eGRC experience (specifically RSA Archer), preferred
  • SOC experience and/or knowledge of COSO preferred.

Reference: 2840334911

https://jobs.careeraddict.com/post/96408593

This Job Vacancy has Expired!

Manager, Compliance Monitoring

Posted on Oct 23, 2024 by Request Technology

Chicago, IL, 60601
Accountancy
Immediate Start
$140k - $150k Annual
Full-Time

*Hybrid, 3 days onsite, 2 days remote*

*We are unable to sponsor as this is a permanent Full time role*

A prestigious company is looking for a Manager, Compliance Monitoring. This person will manage over 4 people and will focus on regulatory and internal control self-testing programs.

Responsibilities:

  • Oversee the facilitation of the management self-testing program, including drafting of test plans, launching campaigns, reviewing of results, and reporting on program.
  • Oversee and advance the management self-testing quality assurance program.
  • Facilitate, review and report on the company's attestation program.
  • Oversee the Compliance automated testing activities and enhance the testing program in order to provide assurance and insight into the compliance-related activities of the organization.
  • Design and perform tests of controls for design and operational effectiveness, as needed.
  • Perform secondary review of compliance review checklist related to findings remediation efforts.
  • Report on output of programs to stakeholders, senior management, and the board.
  • In coordination with other members of the department, develop tools and reports for Assurance and Monitoring.
  • Work with internal stakeholders (ORMC, Internal Audit, others) to determine ways to leverage work and maximize efficiency across the organization.
  • Escalate issues to the Executive Director, Assurance and Monitoring, and the Chief Compliance Officer, as needed.
  • Supervise a team of Associate Principals and Senior Associates.
  • Perform administrative supervisory activities including performance reviews, corrective action documentation, and other tasks as needed.

Qualifications:

  • Bachelor's Degree in Business, Finance, Accounting, or a related discipline.
  • 7-10 years related experience, preferably 3 years within financial services.
  • Familiarity with internal controls role within an organization.
  • Experience in identifying process improvements.
  • Experience in project planning and reporting results.
  • Experience with managing multiple projects simultaneously.
  • Strong background and knowledge in process management, including familiarity with issue management or audit best practices.
  • Spreadsheet expertise (ie Excel).
  • Documentation expertise (ie Word)
  • Presentation experience (ie PowerPoint, Word, and Publisher)
  • eGRC experience (specifically RSA Archer), preferred
  • SOC experience and/or knowledge of COSO preferred.

Reference: 2840334911

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