Investment Associate
Posted on Oct 7, 2024 by Rockefeller Capital Management
Spring, TX
Finance
Immediate Start
Annual Salary
Full-Time
About Rockefeller Capital Management:
Rockefeller Capital Management was established in 2018 as a leading independent financial advisory services firm. Originally founded in 1882 as the family office of John D. Rockefeller, the Firm has evolved to offer strategic advice to ultra- and high-net-worth individuals and families, institutions, and corporations from offices in 30 markets throughout the United States, as well as an office in London. The Firm oversees $133 billion in client assets as of March 31, 2024.
Position:
The Investment Associate is a key member of the advisor team with a focus on financial analysis and modeling of potential investments, management of client allocations, trading, and client relationship management. The position encompasses fundamental analysis of equity and debt positions in both public and private markets, and accounting and due diligence of both existing and prospective investments. The role also involves coordination of and communication around various team strategies, including an equity portfolio, an option portfolio, and several customized structured products.
Responsibilities:
Investment Management (Trading)
Oversee the execution of trades for our in-house strategies
Work within Envestnet for trading requests through third-party managers
Organize the execution of quarterly Structured Notes investments
Oversee client insurance and annuities processes
Completing investment subscription documents
Investment Management (Analysis)
Work closely with Portfolio Managers on investment selection, tactical timing, and sizing/risk management
Assist in analysis of portfolio risk and risk mitigation techniques including hedging.
Analysis of portfolio returns and contributors/detractors on both an absolute basis and relative to benchmarks when appropriate.
Interact with wholesalers and management teams of existing and prospective investments.
Provide economic and market analysis to team and clients
Client Relationship Management
Assist in preparation of key documents, PowerPoint presentations and reports for client meetings
Attend client meetings as necessary and present client performance
Monitor and maintain client allocations to align with updated team targets
Client Solutions
Speaking with clients, gathering information, inputting planning data, and preparing/communicating financial plans (specifically in Addepar)
Business Development
Assist with the creation and maintaining of team and strategy marketing material
Qualifications:
3+ years prior client service experience within financial industry, or equivalent experience
3+ years of research & financial analysis experience in the investment field covering various industries and companies
Bachelor’s degree required in related field;
Series 7 & 66 preferred or willingness to obtain
CFA, CFP, and/or MBA preferred
Experience with equities, bonds, complex option structures, alternatives, and structured notes
Experience with the financial planning software Addepar is preferred
Skills:
Strong understanding of equity, debt and option investing
Strong skills in working with investment-related data services including Bloomberg & FactSet
Excellent skills in Microsoft Excel and PowerPoint
Understanding option structures and how they can solve for various goals
Understanding of private markets and alternative investments
Experience with financial planning software is a plus (eMoney/Addepar)
Strong client facing, interpersonal, organizational, and client service skills
Detail-oriented with ability to prioritize and organize workflow
Ability to adapt to constantly changing market conditions, reporting needs and requirements
Disclosure:
Rockefeller & Co. LLC, Rockefeller Financial LLC, Rockefeller Trust Company, N.A., The Rockefeller Trust Company (Delaware), Rockefeller Financial Services, Inc. and all other subsidiaries of Rockefeller Capital Management L.P. (individually and collectively, “Rockefeller”) is an equal opportunity employer and does not discriminate on the basis of race, religion, sex, gender, sexual orientation, gender identity or expression, national origin, citizenship, age, military or veteran status, marital or partnership status, caregiver status, legally recognized disability, or any other basis protected by applicable federal, state or local law (“protected characteristics”).
Rockefeller Capital Management participates in the E-Verify program in certain locations, as required by law.
Rockefeller Capital Management was established in 2018 as a leading independent financial advisory services firm. Originally founded in 1882 as the family office of John D. Rockefeller, the Firm has evolved to offer strategic advice to ultra- and high-net-worth individuals and families, institutions, and corporations from offices in 30 markets throughout the United States, as well as an office in London. The Firm oversees $133 billion in client assets as of March 31, 2024.
Position:
The Investment Associate is a key member of the advisor team with a focus on financial analysis and modeling of potential investments, management of client allocations, trading, and client relationship management. The position encompasses fundamental analysis of equity and debt positions in both public and private markets, and accounting and due diligence of both existing and prospective investments. The role also involves coordination of and communication around various team strategies, including an equity portfolio, an option portfolio, and several customized structured products.
Responsibilities:
Investment Management (Trading)
Oversee the execution of trades for our in-house strategies
Work within Envestnet for trading requests through third-party managers
Organize the execution of quarterly Structured Notes investments
Oversee client insurance and annuities processes
Completing investment subscription documents
Investment Management (Analysis)
Work closely with Portfolio Managers on investment selection, tactical timing, and sizing/risk management
Assist in analysis of portfolio risk and risk mitigation techniques including hedging.
Analysis of portfolio returns and contributors/detractors on both an absolute basis and relative to benchmarks when appropriate.
Interact with wholesalers and management teams of existing and prospective investments.
Provide economic and market analysis to team and clients
Client Relationship Management
Assist in preparation of key documents, PowerPoint presentations and reports for client meetings
Attend client meetings as necessary and present client performance
Monitor and maintain client allocations to align with updated team targets
Client Solutions
Speaking with clients, gathering information, inputting planning data, and preparing/communicating financial plans (specifically in Addepar)
Business Development
Assist with the creation and maintaining of team and strategy marketing material
Qualifications:
3+ years prior client service experience within financial industry, or equivalent experience
3+ years of research & financial analysis experience in the investment field covering various industries and companies
Bachelor’s degree required in related field;
Series 7 & 66 preferred or willingness to obtain
CFA, CFP, and/or MBA preferred
Experience with equities, bonds, complex option structures, alternatives, and structured notes
Experience with the financial planning software Addepar is preferred
Skills:
Strong understanding of equity, debt and option investing
Strong skills in working with investment-related data services including Bloomberg & FactSet
Excellent skills in Microsoft Excel and PowerPoint
Understanding option structures and how they can solve for various goals
Understanding of private markets and alternative investments
Experience with financial planning software is a plus (eMoney/Addepar)
Strong client facing, interpersonal, organizational, and client service skills
Detail-oriented with ability to prioritize and organize workflow
Ability to adapt to constantly changing market conditions, reporting needs and requirements
Disclosure:
Rockefeller & Co. LLC, Rockefeller Financial LLC, Rockefeller Trust Company, N.A., The Rockefeller Trust Company (Delaware), Rockefeller Financial Services, Inc. and all other subsidiaries of Rockefeller Capital Management L.P. (individually and collectively, “Rockefeller”) is an equal opportunity employer and does not discriminate on the basis of race, religion, sex, gender, sexual orientation, gender identity or expression, national origin, citizenship, age, military or veteran status, marital or partnership status, caregiver status, legally recognized disability, or any other basis protected by applicable federal, state or local law (“protected characteristics”).
Rockefeller Capital Management participates in the E-Verify program in certain locations, as required by law.
Reference: 200012283
https://jobs.careeraddict.com/post/95945360
Investment Associate
Posted on Oct 7, 2024 by Rockefeller Capital Management
Spring, TX
Finance
Immediate Start
Annual Salary
Full-Time
About Rockefeller Capital Management:
Rockefeller Capital Management was established in 2018 as a leading independent financial advisory services firm. Originally founded in 1882 as the family office of John D. Rockefeller, the Firm has evolved to offer strategic advice to ultra- and high-net-worth individuals and families, institutions, and corporations from offices in 30 markets throughout the United States, as well as an office in London. The Firm oversees $133 billion in client assets as of March 31, 2024.
Position:
The Investment Associate is a key member of the advisor team with a focus on financial analysis and modeling of potential investments, management of client allocations, trading, and client relationship management. The position encompasses fundamental analysis of equity and debt positions in both public and private markets, and accounting and due diligence of both existing and prospective investments. The role also involves coordination of and communication around various team strategies, including an equity portfolio, an option portfolio, and several customized structured products.
Responsibilities:
Investment Management (Trading)
Oversee the execution of trades for our in-house strategies
Work within Envestnet for trading requests through third-party managers
Organize the execution of quarterly Structured Notes investments
Oversee client insurance and annuities processes
Completing investment subscription documents
Investment Management (Analysis)
Work closely with Portfolio Managers on investment selection, tactical timing, and sizing/risk management
Assist in analysis of portfolio risk and risk mitigation techniques including hedging.
Analysis of portfolio returns and contributors/detractors on both an absolute basis and relative to benchmarks when appropriate.
Interact with wholesalers and management teams of existing and prospective investments.
Provide economic and market analysis to team and clients
Client Relationship Management
Assist in preparation of key documents, PowerPoint presentations and reports for client meetings
Attend client meetings as necessary and present client performance
Monitor and maintain client allocations to align with updated team targets
Client Solutions
Speaking with clients, gathering information, inputting planning data, and preparing/communicating financial plans (specifically in Addepar)
Business Development
Assist with the creation and maintaining of team and strategy marketing material
Qualifications:
3+ years prior client service experience within financial industry, or equivalent experience
3+ years of research & financial analysis experience in the investment field covering various industries and companies
Bachelor’s degree required in related field;
Series 7 & 66 preferred or willingness to obtain
CFA, CFP, and/or MBA preferred
Experience with equities, bonds, complex option structures, alternatives, and structured notes
Experience with the financial planning software Addepar is preferred
Skills:
Strong understanding of equity, debt and option investing
Strong skills in working with investment-related data services including Bloomberg & FactSet
Excellent skills in Microsoft Excel and PowerPoint
Understanding option structures and how they can solve for various goals
Understanding of private markets and alternative investments
Experience with financial planning software is a plus (eMoney/Addepar)
Strong client facing, interpersonal, organizational, and client service skills
Detail-oriented with ability to prioritize and organize workflow
Ability to adapt to constantly changing market conditions, reporting needs and requirements
Disclosure:
Rockefeller & Co. LLC, Rockefeller Financial LLC, Rockefeller Trust Company, N.A., The Rockefeller Trust Company (Delaware), Rockefeller Financial Services, Inc. and all other subsidiaries of Rockefeller Capital Management L.P. (individually and collectively, “Rockefeller”) is an equal opportunity employer and does not discriminate on the basis of race, religion, sex, gender, sexual orientation, gender identity or expression, national origin, citizenship, age, military or veteran status, marital or partnership status, caregiver status, legally recognized disability, or any other basis protected by applicable federal, state or local law (“protected characteristics”).
Rockefeller Capital Management participates in the E-Verify program in certain locations, as required by law.
Rockefeller Capital Management was established in 2018 as a leading independent financial advisory services firm. Originally founded in 1882 as the family office of John D. Rockefeller, the Firm has evolved to offer strategic advice to ultra- and high-net-worth individuals and families, institutions, and corporations from offices in 30 markets throughout the United States, as well as an office in London. The Firm oversees $133 billion in client assets as of March 31, 2024.
Position:
The Investment Associate is a key member of the advisor team with a focus on financial analysis and modeling of potential investments, management of client allocations, trading, and client relationship management. The position encompasses fundamental analysis of equity and debt positions in both public and private markets, and accounting and due diligence of both existing and prospective investments. The role also involves coordination of and communication around various team strategies, including an equity portfolio, an option portfolio, and several customized structured products.
Responsibilities:
Investment Management (Trading)
Oversee the execution of trades for our in-house strategies
Work within Envestnet for trading requests through third-party managers
Organize the execution of quarterly Structured Notes investments
Oversee client insurance and annuities processes
Completing investment subscription documents
Investment Management (Analysis)
Work closely with Portfolio Managers on investment selection, tactical timing, and sizing/risk management
Assist in analysis of portfolio risk and risk mitigation techniques including hedging.
Analysis of portfolio returns and contributors/detractors on both an absolute basis and relative to benchmarks when appropriate.
Interact with wholesalers and management teams of existing and prospective investments.
Provide economic and market analysis to team and clients
Client Relationship Management
Assist in preparation of key documents, PowerPoint presentations and reports for client meetings
Attend client meetings as necessary and present client performance
Monitor and maintain client allocations to align with updated team targets
Client Solutions
Speaking with clients, gathering information, inputting planning data, and preparing/communicating financial plans (specifically in Addepar)
Business Development
Assist with the creation and maintaining of team and strategy marketing material
Qualifications:
3+ years prior client service experience within financial industry, or equivalent experience
3+ years of research & financial analysis experience in the investment field covering various industries and companies
Bachelor’s degree required in related field;
Series 7 & 66 preferred or willingness to obtain
CFA, CFP, and/or MBA preferred
Experience with equities, bonds, complex option structures, alternatives, and structured notes
Experience with the financial planning software Addepar is preferred
Skills:
Strong understanding of equity, debt and option investing
Strong skills in working with investment-related data services including Bloomberg & FactSet
Excellent skills in Microsoft Excel and PowerPoint
Understanding option structures and how they can solve for various goals
Understanding of private markets and alternative investments
Experience with financial planning software is a plus (eMoney/Addepar)
Strong client facing, interpersonal, organizational, and client service skills
Detail-oriented with ability to prioritize and organize workflow
Ability to adapt to constantly changing market conditions, reporting needs and requirements
Disclosure:
Rockefeller & Co. LLC, Rockefeller Financial LLC, Rockefeller Trust Company, N.A., The Rockefeller Trust Company (Delaware), Rockefeller Financial Services, Inc. and all other subsidiaries of Rockefeller Capital Management L.P. (individually and collectively, “Rockefeller”) is an equal opportunity employer and does not discriminate on the basis of race, religion, sex, gender, sexual orientation, gender identity or expression, national origin, citizenship, age, military or veteran status, marital or partnership status, caregiver status, legally recognized disability, or any other basis protected by applicable federal, state or local law (“protected characteristics”).
Rockefeller Capital Management participates in the E-Verify program in certain locations, as required by law.
Reference: 200012283
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