Regulatory Specialist

Norton Blake

Posted on Aug 14, 2024 by Norton Blake
London, United Kingdom
Accountancy
Immediate Start
£80k - £90k Annual
Full-Time

The role

Providing regulatory expertise to help our clients ensure full regulatory traceability and compliance assurance in our automated and scalable regulatory mapping solution.

Main duties

  • Provide regulatory expert review of output from our clients automated regulatory mapping solution.
  • Contribute to the ongoing design, build and enhancement of the regulatory mapping solution.
  • Provide advice to the Business Development and Relationship Management teams in the scoping and prioritisation of regulations to be added into the solution.
  • Collaborate with the Insights and Analytics team on the results of the regulatory mapping process which may have implications for the clients Index.
  • Assist clients in their review of the output of the regulatory mapping solution.
  • Act as the main point of contact for regulatory mapping related questions from clients.
  • Actively contribute to improving the level of regulatory knowledge across the firm.
  • Contribute to client meetings and present regulatory mapping results, responding to bespoke requests as needed.
  • Consistent application of my clients Data Technical Standards for regulatory mapping and core risk and control content.
  • Monitor, review and enhance my clients' regulatory mappings to maintain level of quality and accuracy.

Requirements

  • Extensive experience in a regulatory role, including the translation of regulation into practical requirements.
  • Able to demonstrate familiarity with risk and control frameworks and how regulation interacts with Non-Financial Risk Management processes such as the Risk and Control Self-Assessment, incident management, read across/lessons learnt
  • Highly knowledgeable on the key regulations faced by financial services institutions across multiple jurisdictions
  • Experienced with internal audit, external audit and ideally regulators - and understanding of areas of regulatory scrutiny targeting governance and controls
  • Awareness of and interest in Artificial Intelligence and its uses in regulation, risks and controls
  • Ability to work in a fast-paced fintech environment
  • Strong organisational skills, with impeccable attention to detail and proven ability to manage multiple projects with varying and time-pressured deliverables

Benefits

  • This is an exciting opportunity to join a fast-growing, dynamic fintech that is creating huge momentum in the market.
  • 25 days annual leave plus bank holidays
  • Share options - we like to offer our employees a stake in our success
  • Enhanced Private Health Insurance for you and your family
  • Life insurance, including access to their Smart Health services such as unlimited access to an online GP as well as a range of other health and wellbeing experts
  • Enhanced maternity and paternity leave policies
  • A discount platform and wellbeing resource centre.
  • Employee Assistance Program - access to free counselling sessions and support through Perkbox.
  • Cycle to work scheme
  • Hybrid working options + an amazing office in Central London
  • Regular company events and socials - we call these events
  • A strong team culture where successes are celebrated together.
  • Our core company values are get up and go, keep going, and always further.

Reference: 2809145082

https://jobs.careeraddict.com/post/94086360

This Job Vacancy has Expired!

Norton Blake

Regulatory Specialist

Norton Blake

Posted on Aug 14, 2024 by Norton Blake

London, United Kingdom
Accountancy
Immediate Start
£80k - £90k Annual
Full-Time

The role

Providing regulatory expertise to help our clients ensure full regulatory traceability and compliance assurance in our automated and scalable regulatory mapping solution.

Main duties

  • Provide regulatory expert review of output from our clients automated regulatory mapping solution.
  • Contribute to the ongoing design, build and enhancement of the regulatory mapping solution.
  • Provide advice to the Business Development and Relationship Management teams in the scoping and prioritisation of regulations to be added into the solution.
  • Collaborate with the Insights and Analytics team on the results of the regulatory mapping process which may have implications for the clients Index.
  • Assist clients in their review of the output of the regulatory mapping solution.
  • Act as the main point of contact for regulatory mapping related questions from clients.
  • Actively contribute to improving the level of regulatory knowledge across the firm.
  • Contribute to client meetings and present regulatory mapping results, responding to bespoke requests as needed.
  • Consistent application of my clients Data Technical Standards for regulatory mapping and core risk and control content.
  • Monitor, review and enhance my clients' regulatory mappings to maintain level of quality and accuracy.

Requirements

  • Extensive experience in a regulatory role, including the translation of regulation into practical requirements.
  • Able to demonstrate familiarity with risk and control frameworks and how regulation interacts with Non-Financial Risk Management processes such as the Risk and Control Self-Assessment, incident management, read across/lessons learnt
  • Highly knowledgeable on the key regulations faced by financial services institutions across multiple jurisdictions
  • Experienced with internal audit, external audit and ideally regulators - and understanding of areas of regulatory scrutiny targeting governance and controls
  • Awareness of and interest in Artificial Intelligence and its uses in regulation, risks and controls
  • Ability to work in a fast-paced fintech environment
  • Strong organisational skills, with impeccable attention to detail and proven ability to manage multiple projects with varying and time-pressured deliverables

Benefits

  • This is an exciting opportunity to join a fast-growing, dynamic fintech that is creating huge momentum in the market.
  • 25 days annual leave plus bank holidays
  • Share options - we like to offer our employees a stake in our success
  • Enhanced Private Health Insurance for you and your family
  • Life insurance, including access to their Smart Health services such as unlimited access to an online GP as well as a range of other health and wellbeing experts
  • Enhanced maternity and paternity leave policies
  • A discount platform and wellbeing resource centre.
  • Employee Assistance Program - access to free counselling sessions and support through Perkbox.
  • Cycle to work scheme
  • Hybrid working options + an amazing office in Central London
  • Regular company events and socials - we call these events
  • A strong team culture where successes are celebrated together.
  • Our core company values are get up and go, keep going, and always further.

Reference: 2809145082

CareerAddict

Alert me to jobs like this:

Amplify your job search:

CV/résumé help

Increase interview chances with our downloads and specialist services.

CV Help

Expert career advice

Increase interview chances with our downloads and specialist services.

Visit Blog

Job compatibility

Increase interview chances with our downloads and specialist services.

Start Test

Similar Jobs

Regulatory Coordinator

London, United Kingdom

Regulatory Accountant

Spitalfields, Greater London, United Kingdom

Regulatory Coordinator

London, United Kingdom

Regulatory Accountant

Marylebone, Greater London, United Kingdom