Regulatory Specialist
Posted on Aug 14, 2024 by Norton Blake
London, United Kingdom
Accountancy
Immediate Start
£80k - £90k Annual
Full-Time
The role
Providing regulatory expertise to help our clients ensure full regulatory traceability and compliance assurance in our automated and scalable regulatory mapping solution.
Main duties
- Provide regulatory expert review of output from our clients automated regulatory mapping solution.
- Contribute to the ongoing design, build and enhancement of the regulatory mapping solution.
- Provide advice to the Business Development and Relationship Management teams in the scoping and prioritisation of regulations to be added into the solution.
- Collaborate with the Insights and Analytics team on the results of the regulatory mapping process which may have implications for the clients Index.
- Assist clients in their review of the output of the regulatory mapping solution.
- Act as the main point of contact for regulatory mapping related questions from clients.
- Actively contribute to improving the level of regulatory knowledge across the firm.
- Contribute to client meetings and present regulatory mapping results, responding to bespoke requests as needed.
- Consistent application of my clients Data Technical Standards for regulatory mapping and core risk and control content.
- Monitor, review and enhance my clients' regulatory mappings to maintain level of quality and accuracy.
Requirements
- Extensive experience in a regulatory role, including the translation of regulation into practical requirements.
- Able to demonstrate familiarity with risk and control frameworks and how regulation interacts with Non-Financial Risk Management processes such as the Risk and Control Self-Assessment, incident management, read across/lessons learnt
- Highly knowledgeable on the key regulations faced by financial services institutions across multiple jurisdictions
- Experienced with internal audit, external audit and ideally regulators - and understanding of areas of regulatory scrutiny targeting governance and controls
- Awareness of and interest in Artificial Intelligence and its uses in regulation, risks and controls
- Ability to work in a fast-paced fintech environment
- Strong organisational skills, with impeccable attention to detail and proven ability to manage multiple projects with varying and time-pressured deliverables
Benefits
- This is an exciting opportunity to join a fast-growing, dynamic fintech that is creating huge momentum in the market.
- 25 days annual leave plus bank holidays
- Share options - we like to offer our employees a stake in our success
- Enhanced Private Health Insurance for you and your family
- Life insurance, including access to their Smart Health services such as unlimited access to an online GP as well as a range of other health and wellbeing experts
- Enhanced maternity and paternity leave policies
- A discount platform and wellbeing resource centre.
- Employee Assistance Program - access to free counselling sessions and support through Perkbox.
- Cycle to work scheme
- Hybrid working options + an amazing office in Central London
- Regular company events and socials - we call these events
- A strong team culture where successes are celebrated together.
- Our core company values are get up and go, keep going, and always further.
Reference: 2809145082
https://jobs.careeraddict.com/post/94086360
Regulatory Specialist
Posted on Aug 14, 2024 by Norton Blake
London, United Kingdom
Accountancy
Immediate Start
£80k - £90k Annual
Full-Time
The role
Providing regulatory expertise to help our clients ensure full regulatory traceability and compliance assurance in our automated and scalable regulatory mapping solution.
Main duties
- Provide regulatory expert review of output from our clients automated regulatory mapping solution.
- Contribute to the ongoing design, build and enhancement of the regulatory mapping solution.
- Provide advice to the Business Development and Relationship Management teams in the scoping and prioritisation of regulations to be added into the solution.
- Collaborate with the Insights and Analytics team on the results of the regulatory mapping process which may have implications for the clients Index.
- Assist clients in their review of the output of the regulatory mapping solution.
- Act as the main point of contact for regulatory mapping related questions from clients.
- Actively contribute to improving the level of regulatory knowledge across the firm.
- Contribute to client meetings and present regulatory mapping results, responding to bespoke requests as needed.
- Consistent application of my clients Data Technical Standards for regulatory mapping and core risk and control content.
- Monitor, review and enhance my clients' regulatory mappings to maintain level of quality and accuracy.
Requirements
- Extensive experience in a regulatory role, including the translation of regulation into practical requirements.
- Able to demonstrate familiarity with risk and control frameworks and how regulation interacts with Non-Financial Risk Management processes such as the Risk and Control Self-Assessment, incident management, read across/lessons learnt
- Highly knowledgeable on the key regulations faced by financial services institutions across multiple jurisdictions
- Experienced with internal audit, external audit and ideally regulators - and understanding of areas of regulatory scrutiny targeting governance and controls
- Awareness of and interest in Artificial Intelligence and its uses in regulation, risks and controls
- Ability to work in a fast-paced fintech environment
- Strong organisational skills, with impeccable attention to detail and proven ability to manage multiple projects with varying and time-pressured deliverables
Benefits
- This is an exciting opportunity to join a fast-growing, dynamic fintech that is creating huge momentum in the market.
- 25 days annual leave plus bank holidays
- Share options - we like to offer our employees a stake in our success
- Enhanced Private Health Insurance for you and your family
- Life insurance, including access to their Smart Health services such as unlimited access to an online GP as well as a range of other health and wellbeing experts
- Enhanced maternity and paternity leave policies
- A discount platform and wellbeing resource centre.
- Employee Assistance Program - access to free counselling sessions and support through Perkbox.
- Cycle to work scheme
- Hybrid working options + an amazing office in Central London
- Regular company events and socials - we call these events
- A strong team culture where successes are celebrated together.
- Our core company values are get up and go, keep going, and always further.
Reference: 2809145082
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