Regulatory Compliance Consultant

InterQuest Financial Markets

Posted on Jul 10, 2024 by InterQuest Financial Markets
London, United Kingdom
Accountancy
Immediate Start
Annual Salary
Full-Time

I an recruiting on behalf of a dynamic consultancy firm dedicated to providing top-notch advisory services. As they scale their operations, they are seeking exceptional talent across all levels to join our advisory team. We aim to grow our advisory business significantly over the next year and are looking for individuals who are experts in their fields.

Open Positions:

  1. Advisory Director
  2. Principal Consultant
  3. Senior Consultant
  4. Consultant

We anticipate hiring 8-10 people for these roles within the next year.

Ideal Candidate Profile:

  • Personality and Expertise: We are looking for candidates with the perfect blend of technical expertise and interpersonal skills. Candidates should be able to engage with a wide range of stakeholders, challenge and support them appropriately, and provide insightful, actionable advice.
  • Experience in Risk and Compliance: Candidates should have substantial experience in risk and compliance, particularly in the lending and wealth sectors. A deep understanding of the FCA agenda and how to operationalize it to support governance and complaints straddling compliance operating models is essential.
  • Consulting Experience: Previous experience as a consultant is highly beneficial. We prefer candidates who have diversified their experience rather than those who have been in the same role or industry for extended periods.
  • Technical Knowledge: Proficiency in applying regulatory frameworks such as the Consumer Credit sourcebook (CONC) and the Conduct of Business sourcebook (COBS) in the wealth management sector is crucial.
  • Adaptability: The ability to adapt onboarding processes for different types of firms (wealth vs. retail lending) is important.

Please get in touch to find out more!

InterQuest Group is acting as an employment agency for this vacancy. InterQuest Group is an equal opportunities employer and we welcome applications from all suitably qualified persons regardless of age, disability, gender, religion/belief, race, marriage, civil partnership, pregnancy, maternity, sex or sexual orientation. Please make us aware if you require any reasonable adjustments throughout the recruitment process.


Reference: 2791948860

https://jobs.careeraddict.com/post/92831297

This Job Vacancy has Expired!

InterQuest Financial Markets

Regulatory Compliance Consultant

InterQuest Financial Markets

Posted on Jul 10, 2024 by InterQuest Financial Markets

London, United Kingdom
Accountancy
Immediate Start
Annual Salary
Full-Time

I an recruiting on behalf of a dynamic consultancy firm dedicated to providing top-notch advisory services. As they scale their operations, they are seeking exceptional talent across all levels to join our advisory team. We aim to grow our advisory business significantly over the next year and are looking for individuals who are experts in their fields.

Open Positions:

  1. Advisory Director
  2. Principal Consultant
  3. Senior Consultant
  4. Consultant

We anticipate hiring 8-10 people for these roles within the next year.

Ideal Candidate Profile:

  • Personality and Expertise: We are looking for candidates with the perfect blend of technical expertise and interpersonal skills. Candidates should be able to engage with a wide range of stakeholders, challenge and support them appropriately, and provide insightful, actionable advice.
  • Experience in Risk and Compliance: Candidates should have substantial experience in risk and compliance, particularly in the lending and wealth sectors. A deep understanding of the FCA agenda and how to operationalize it to support governance and complaints straddling compliance operating models is essential.
  • Consulting Experience: Previous experience as a consultant is highly beneficial. We prefer candidates who have diversified their experience rather than those who have been in the same role or industry for extended periods.
  • Technical Knowledge: Proficiency in applying regulatory frameworks such as the Consumer Credit sourcebook (CONC) and the Conduct of Business sourcebook (COBS) in the wealth management sector is crucial.
  • Adaptability: The ability to adapt onboarding processes for different types of firms (wealth vs. retail lending) is important.

Please get in touch to find out more!

InterQuest Group is acting as an employment agency for this vacancy. InterQuest Group is an equal opportunities employer and we welcome applications from all suitably qualified persons regardless of age, disability, gender, religion/belief, race, marriage, civil partnership, pregnancy, maternity, sex or sexual orientation. Please make us aware if you require any reasonable adjustments throughout the recruitment process.

Reference: 2791948860

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