Financial Reporting, Risk & Controls Associate - Financial Services

Rothstein Recruitment Ltd

Posted on May 8, 2024 by Rothstein Recruitment Ltd
London, United Kingdom
Accountancy
Immediate Start
£400 - £400 Daily
Contract/Project

Financial Reporting, Risk & Controls Associate - Financial Services

Excellent opportunity for a Risk Controls Analyst with Financial Reporting experience to join a Global Insurance Entity and assist the Head of Finance Governance, Risk & Controls with the following activities and responsibilities:

  • Risk related activities are implemented & reported in accordance with the Firm's Risk and Control framework.
  • UK Division compliance with Internal Controls over Financial Reporting (ICOFR) for both North American and UK reporting regimes.
  • Data Governance standards (including those relating to GDPR) are met through effective end-to-end data controls with appropriate reporting to the relevant Boards and Committees.

Duties/Responsibilities

  • To play a key role in the required quarterly ICOFR CEO/CFO certification ahead of the annual control testing program.
  • Liaison with both Business and Support functions (Finance, Risk & Compliance, Operations, IT and Customer Service) teams to ensure that ICOFR documentation is kept up to date: Process Narrative Reports, Risk and Controls, EUC asset controls, SAP accounts scoping.
  • To assist with the Data Governance framework activities and Data Register held in SharePoint. To include:
  • To assist the Head of Finance Governance, Risk & Controls with General Data Protection Regulation compliance by the Finance Teams:
  • To assist the Head of Finance Governance, Risk & Controls with the Finance Teams policy attestation process.
  • Review of the evidence to support the team's implementation of policy requirements - where applicable.
  • Review of the Firm's Data Governance Operating and Regulatory Reporting & Disclosure policy workbooks to ensure the implementation of these policies across the Firm.
  • Liaison with Risk team to ensure that the policy process requirements are kept up to date.
  • Develop and enhance current controls and processes and work with the business to implement best practices - ensuring that procedures are kept up to date.

Skills, Knowledge and Experience

  • Commercial awareness and understanding of the needs of the business.
  • Willing and capable of making decisions independently to progress issues, and able to exercise sound judgement and commercial sense to understand the importance of different issues and assess when matters need to be escalated.
  • Strong communication skills, demonstrating a clear and articulate standard of written and verbal communication in a complex environment, tailored for all levels of management.
  • Self-motivated, well-organised, pragmatic and able to perform tasks independently.
  • An interested and inquisitive individual who is committed to their own ongoing professional and personal development

Qualifications

  • Risk, Compliance, or willingness to progress towards any such qualifications would be an advantage although are not essential for this role.
  • Knowledge of GDPR an advantage.

Interested? Please Apply!

Risk Controls GRC Governance Bank Banking Insurance GDPR Data ICOFR WFH Remote Hybrid Flexible


Reference: 2757740353

https://jobs.careeraddict.com/post/90597311

This Job Vacancy has Expired!

Rothstein Recruitment Ltd

Financial Reporting, Risk & Controls Associate - Financial Services

Rothstein Recruitment Ltd

Posted on May 8, 2024 by Rothstein Recruitment Ltd

London, United Kingdom
Accountancy
Immediate Start
£400 - £400 Daily
Contract/Project

Financial Reporting, Risk & Controls Associate - Financial Services

Excellent opportunity for a Risk Controls Analyst with Financial Reporting experience to join a Global Insurance Entity and assist the Head of Finance Governance, Risk & Controls with the following activities and responsibilities:

  • Risk related activities are implemented & reported in accordance with the Firm's Risk and Control framework.
  • UK Division compliance with Internal Controls over Financial Reporting (ICOFR) for both North American and UK reporting regimes.
  • Data Governance standards (including those relating to GDPR) are met through effective end-to-end data controls with appropriate reporting to the relevant Boards and Committees.

Duties/Responsibilities

  • To play a key role in the required quarterly ICOFR CEO/CFO certification ahead of the annual control testing program.
  • Liaison with both Business and Support functions (Finance, Risk & Compliance, Operations, IT and Customer Service) teams to ensure that ICOFR documentation is kept up to date: Process Narrative Reports, Risk and Controls, EUC asset controls, SAP accounts scoping.
  • To assist with the Data Governance framework activities and Data Register held in SharePoint. To include:
  • To assist the Head of Finance Governance, Risk & Controls with General Data Protection Regulation compliance by the Finance Teams:
  • To assist the Head of Finance Governance, Risk & Controls with the Finance Teams policy attestation process.
  • Review of the evidence to support the team's implementation of policy requirements - where applicable.
  • Review of the Firm's Data Governance Operating and Regulatory Reporting & Disclosure policy workbooks to ensure the implementation of these policies across the Firm.
  • Liaison with Risk team to ensure that the policy process requirements are kept up to date.
  • Develop and enhance current controls and processes and work with the business to implement best practices - ensuring that procedures are kept up to date.

Skills, Knowledge and Experience

  • Commercial awareness and understanding of the needs of the business.
  • Willing and capable of making decisions independently to progress issues, and able to exercise sound judgement and commercial sense to understand the importance of different issues and assess when matters need to be escalated.
  • Strong communication skills, demonstrating a clear and articulate standard of written and verbal communication in a complex environment, tailored for all levels of management.
  • Self-motivated, well-organised, pragmatic and able to perform tasks independently.
  • An interested and inquisitive individual who is committed to their own ongoing professional and personal development

Qualifications

  • Risk, Compliance, or willingness to progress towards any such qualifications would be an advantage although are not essential for this role.
  • Knowledge of GDPR an advantage.

Interested? Please Apply!

Risk Controls GRC Governance Bank Banking Insurance GDPR Data ICOFR WFH Remote Hybrid Flexible

Reference: 2757740353

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