Compliance Officer - Asset Management (Fixed-Term Contract)

Hydrogen Group

Posted on Apr 24, 2024 by Hydrogen Group
City, London, United Kingdom
Accountancy
Immediate Start
Annual Salary
Full-Time

Location: City of London (Hybrid Working Arrangements; onsite x4 days per week)
Duration: 6 months initially
Compensation: Excellent Salary and Benefits Offered (Depending on Experience)

Are you a seasoned Compliance Officer with a robust background in Asset Management? Hydrogen Group is delighted to support our Asset Management client in search for a Compliance Officer on an initial 6-month FTC. This is an exciting opportunity to manage the day-to-day Compliance function and lead compliance monitoring initiatives within a prestigious mid-sized, Asset Management firm.

The Role: As the Compliance Officer, you will join the Global Compliance team reporting to the Head of Compliance Monitoring.

Develop and implement compliance monitoring procedures
Manage the day-to-date global Compliance function
Collaborating and providing advice to investment teams on pre- and post-trade investment Compliance
Work closely with the Compliance and Advisory teams

Requirements:
Extensive experience in a compliance monitoring role with a specific focus on Asset Management, ideally across investment vehicle types (eg UCITS, 1940 Act, Cayman, etc.)
Proven track record of regulations (FCA, SEC, and other jurisdictions) and guidelines relevant to Asset Management firms
In-depth knowledge of Investment Compliance and guidelines
Previous experience within small to mid-sized Asset Management firms is highly preferred.


Reference: 2751166773

https://jobs.careeraddict.com/post/90042589

This Job Vacancy has Expired!

Hydrogen Group

Compliance Officer - Asset Management (Fixed-Term Contract)

Hydrogen Group

Posted on Apr 24, 2024 by Hydrogen Group

City, London, United Kingdom
Accountancy
Immediate Start
Annual Salary
Full-Time

Location: City of London (Hybrid Working Arrangements; onsite x4 days per week)
Duration: 6 months initially
Compensation: Excellent Salary and Benefits Offered (Depending on Experience)

Are you a seasoned Compliance Officer with a robust background in Asset Management? Hydrogen Group is delighted to support our Asset Management client in search for a Compliance Officer on an initial 6-month FTC. This is an exciting opportunity to manage the day-to-day Compliance function and lead compliance monitoring initiatives within a prestigious mid-sized, Asset Management firm.

The Role: As the Compliance Officer, you will join the Global Compliance team reporting to the Head of Compliance Monitoring.

Develop and implement compliance monitoring procedures
Manage the day-to-date global Compliance function
Collaborating and providing advice to investment teams on pre- and post-trade investment Compliance
Work closely with the Compliance and Advisory teams

Requirements:
Extensive experience in a compliance monitoring role with a specific focus on Asset Management, ideally across investment vehicle types (eg UCITS, 1940 Act, Cayman, etc.)
Proven track record of regulations (FCA, SEC, and other jurisdictions) and guidelines relevant to Asset Management firms
In-depth knowledge of Investment Compliance and guidelines
Previous experience within small to mid-sized Asset Management firms is highly preferred.

Reference: 2751166773

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