This Job Vacancy has Expired!

Compliance Executive

Posted on Jul 12, 2019 by CV-Library

Surrey, United Kingdom
Call Center & Customer Service
Immediate Start
Annual Salary
Compliance Executive


Attractive Salary

Permanent, Full Time

Role requirements:

Follow guidelines and procedures to complete client due diligence on new and existing clients. Understand the various structures of clients, beneficial ownership and analyse results of checks.

Write drafts of engagement letters for existing and new clients ensuring that the firms standard template is used and is signed by both parties before being returned

Act as a vital point of contact for compliance enquiries from clients, colleagues and internal partners

Change and amend T&C’s from clients and present to the Senior Compliance Executive or Compliance Manager.

Ensure that documents are compliant with GDPR and that the correct documentation is in place if third-parties are involved

Assist payroll teams with client disengagement and compliance related communications with clients

Make changes to client details and engagements on the firm’s practice management system

Ensure all documentation is filed correctly (paper & electronic) and maintain client folders on the network drive

Any other duties as requested by the Compliance Manager and Head of Compliance

Candidate requirements:

Strong business fluency in written and verbal English

GCSE Maths and English Language at Grades A to C (or equivalent)

Excellent proficiency in MS Office applications

Proven office work experience

Excellent attention to detail

Hard working and conscientious

Pleasant, approachable, patient and polite

Able to meet deadlines, prioritise work and work under pressure with accuracy and focus

Performance driven and results orientated; strong problem solver

Confident and pro-active in communicating with people at all levels

Show initiative and work well within a team environment

Able to communicate tasks ensuring they are clearly understood

Willing to go the extra mile in order to meet client requirements, solve their problems and meet their deadlines

Able to research independently and work alone

Willing to learn new tasks and take on new responsibilities where needed

Strong organisational and time management skills

Constructively challenge decisions

A degree is not essential for this role and no professional qualifications are required

Previous KYC/Onboarding experience is beneficial but not essential

Experience of working in a professional services firm is preferred

Understanding of payroll is beneficial but not essential

Business development or account management experience preferred but can be trained

1-1 Recruitment is one of the leading recruitment agencies for jobs in Basingstoke for permanent, temporary and contract recruitment solutions. Due to the high volume of applications we`re receiving, if you do not hear from a consultant within 5 days, unfortunately your application has been unsuccessful on this occasion. In the meantime please keep an eye on (url removed) for any other potential vacancies

Reference: 210406602

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