Regulatory Compliance Officer
REGULATORY COMPLIANCE OFFICER - CONTRACT (12 MONTHS) - BELGIUM - ASAP START
My client is looking for a Regulatory Compliance Officer to offer support, advise, and provide guidance on financial markets and instruments regulations (including MiFID), deontology, whistle-blowing, and anti-bribery matters. You will be involved in the approval process of new products/services and changes in existing products/services.
Role:
- Monitoring regulatory requirements, procedures, and rules.
- Providing responses to advice and information requests.
- Preparing answers to information requests from authorities and internal/external auditors.
- Managing and following up on specific and general projects independently.
- Identifying and documenting regulatory risks while developing controls.
- Drafting procedures and operational guidelines to comply with new regulations.
- Conduct training and controls.
- As a valued member of the Legal & Compliance team, you will report directly to the Head of Legal & Compliance.
Key Skills:
- Minimum 3 years of relevant experience, such as a Regulatory Compliance Officer in Banking or Financial Institutions (Required)
- Prior experience in Belgium's banking and financial institutions (Required)
- Monitoring and conducting controls for deontology (Required)
- Solid understanding of MiFID regulations (Required)
- CRS Fatca reporting (Required)
- Fluency in French or Dutch and English.
Please send across your CV to apply, interviews will be taking place immediately.
Location: Belgium (Hybrid - 2 days office, 3 days home)
Type: Contract
Length: 12 Months (with potential to extend)
Start: Immediate
REGULATORY COMPLIANCE OFFICER - CONTRACT (12 MONTHS) - BELGIUM - ASAP START
Reference: 2679301882
Regulatory Compliance Officer

Posted on Nov 15, 2023 by Consol Partners
REGULATORY COMPLIANCE OFFICER - CONTRACT (12 MONTHS) - BELGIUM - ASAP START
My client is looking for a Regulatory Compliance Officer to offer support, advise, and provide guidance on financial markets and instruments regulations (including MiFID), deontology, whistle-blowing, and anti-bribery matters. You will be involved in the approval process of new products/services and changes in existing products/services.
Role:
- Monitoring regulatory requirements, procedures, and rules.
- Providing responses to advice and information requests.
- Preparing answers to information requests from authorities and internal/external auditors.
- Managing and following up on specific and general projects independently.
- Identifying and documenting regulatory risks while developing controls.
- Drafting procedures and operational guidelines to comply with new regulations.
- Conduct training and controls.
- As a valued member of the Legal & Compliance team, you will report directly to the Head of Legal & Compliance.
Key Skills:
- Minimum 3 years of relevant experience, such as a Regulatory Compliance Officer in Banking or Financial Institutions (Required)
- Prior experience in Belgium's banking and financial institutions (Required)
- Monitoring and conducting controls for deontology (Required)
- Solid understanding of MiFID regulations (Required)
- CRS Fatca reporting (Required)
- Fluency in French or Dutch and English.
Please send across your CV to apply, interviews will be taking place immediately.
Location: Belgium (Hybrid - 2 days office, 3 days home)
Type: Contract
Length: 12 Months (with potential to extend)
Start: Immediate
REGULATORY COMPLIANCE OFFICER - CONTRACT (12 MONTHS) - BELGIUM - ASAP START
Reference: 2679301882

Alert me to jobs like this:
Amplify your job search:
Expert career advice
Increase interview chances with our downloads and specialist services.
Visit Blog