Alexander Ash are currently working with a Global firm who are looking for a Compliance Monitoring Manager to join their team. This is an exciting opportunity for any Compliance Moniroting Manager who is dedicated and will seek to identify improvements and efficiencies, while utilising new technologies and existing tools as the organisation takes on one of it's biggest bodies of work.

Responsibilities.

• Design an annual monitoring plan to ensure all areas covered in frequency as to both regulatory expectations and client requirements
• Ensure above takes into consideration higher risk areas after discussion with senior management
• Design (or ensure designed) detailed monitoring programmes across all relevant areas and also ensure when regulations/SOPs change, such programmes are properly updated

Skill Requirements

• Previous experience of compliance monitoring of retail investments (and willing & able to quickly pick up pensions aspects if not covered before)
• Previous staff management experience including allocation of resources
• Expert regulatory knowledge and then how regulation applies across relevant business activities and oversight of such
• Hybrid working policy