Junior Compliance Analyst

Posted on Jun 10, 2019 by CV-Library

Chester, Cheshire, United Kingdom
Call Center & Customer Service
Immediate Start
£140 - £150 Daily
Compliance Analyst 7493

6 month contract


My high profile banking client are currently recruiting for a Compliance Analyst to work in their Chester Offices on an initial 6 month contract.


* Execute control testing and deep dive reviews across operational processes which impact client asset compliance. Challenge the control design and operating effectiveness across multiple lines of business.

* Maintain the regions control inventories, process flows and enhance the existing control descriptions

* Demonstrate exceptional attention to detail in the gathering of evidence and documenting of test results.

* Identify control gaps and make recommendations for improvements.

Key skills required:

* Proficiency in Microsoft applications including Excel.

* General knowledge of financial market operations, products and risk frameworks.

* Knowledge of global client asset regulations (CASS) is beneficial but not essential.

* Excellent communication skills.

N.B. This particular client requires that, if you are not a British Citizen, you must hold an EU Passport, Tier 1 Visa / HSMP, Dependency Visa, or Ancestry Visa for this particular vacancy or have Permanent Residency status in the UK - please specify in your response which of these you have.

Only suitable candidates need apply. If you have not received a response within a 48 hour period, please assume that you have been unsuccessful on this occasion

Reference: 210189545

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