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Compliance Assistant

Posted on May 9, 2019 by CMP.jobs

Newport Beach, CA 92658
Accountancy
Immediate Start
Annual Salary
Full-Time
Position Description
The Compliance Assistant will work with the Investment Compliance team within the Legal and Compliance Department at company's headquarters, responsible for working to facilitate compliance program, particularly the Code of Ethics. The candidate will primarily be responsible for project-based data entry and organization.
The candidate will work closely with teams the Personal Trading team and individuals in the Legal & Compliance Department. The candidate will be expected to handling issues with the utmost discretion and confidentiality.
Keys to success in this role include the ability to handle multiple tasks simultaneously, maintain strong organizational skills, demonstrate proactivity, and possess strong communication skills (both written and verbal).

Position Requirements
Undergraduate degree in Business, Finance, Economics, or Accounting
Technical aptitude with MS Excel and Macros/Visual Basic
Strong analytical skills, attention to detail and problem solving ability
Demonstrated ability to execute projects/initiatives in a focused and highly tactical manner
Have a strong sense of integrity, behaving consistently with expressed values and ethical principles

Reference: 704495776

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