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Associate Compliance Analyst

Posted on Jan 24, 2019 by Brighthouse Financial, Inc.

Charlotte, NC 28201
16 Jan 2019
Annual Salary
Brighthouse Financial is a new company established by MetLife. We're on a mission to help people achieve financial security. Built on a foundation of industry knowledge and experience, we specialize in offering essential annuity and life insurance products designed to help customers protect what they've earned and ensure it lasts more predictably. In an industry that often has a reputation for complexity, confusion, and cost, Brighthouse Financial is different. Our approach includes simplicity, transparency, and more value so customers can face the future with confidence.

Brighthouse Financial is seeking passionate, high-performing team members to help us carry out our mission and be part of an exciting journey toward improving the financial futures of our millions of customers. Sound like you? Read on.

Role Value Proposition:
The Associate Compliance Analyst will be an independent contributor and part of the Licensing team that will be responsible for onboarding third-party brokers and processing and maintaining state insurance licensing, insurance company appointments, and FINRA registration information for Brighthouse employees and third-party brokers. The Licensing and Registration unit is dynamic and fast-paced, requiring exceptional multi-tasking skills to navigate through the many elements involved with the constantly changing state laws and securities regulations related to licensing.

Key Responsibilities:
  • Assist with daily Licensing and Registration processing activities, including but not limited to broker onboarding, state insurance licensing, insurance company appointments, FINRA registrations, background checks, and training requirements
  • Respond to calls and emails from customers and business partners regarding Licensing and Registration policies and procedures
  • Interpret, explain, and apply regulatory and company guidelines as they relate to licensing, appointment and securities registrations
  • Review and analyze producer credentials to ensure compliance with company and regulatory licensing, appointment, and securities registrations
  • Ensure the timely and accurate delivery of Licensing and Registration support and services
  • Provide excellent customer service support to internal and external customers and business partners
  • Conduct research on cases requiring in-depth study and analysis

Essential Business Experience and Technical Skills:
  • 3 - 5 years of relevant experience
  • Commitment to accuracy, quality, and timeliness with a high level of attention to detail
  • Excellent verbal and written communication skills with the ability to clearly and concisely communicate information to internal and external customers
  • Demonstrated initiative and follow-up
  • Problem solving and critical thinking skills in order to identify issues and recommend solutions
  • Ability to interact and work collaboratively and constructively with various partners within the organization
  • Strong PC and data analysis skills


Number of Openings:

Associate Compliance Analyst

Reference: 630077673