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Associate Principal, IT GRC

Posted on Aug 23, 2022 by Request Technology

Chicago, IL 60601
IT
Immediate Start
$110k - $120k Annual
Full-Time

*We are unable to sponsor as this is a permanent full time role*

A prestigious financial firm is on the search for an Associate Principal, IT GRC. This will role will focus on infrastructure risk management and data system governance, risk, and compliance. They will work with 1st and 2nd line of defense teams, internal controls, and risk assessment strategies.

Responsibilities

  • Learn, develop, and advance GRC knowledge through practical experience and ongoing training, to promote efficiency, effectiveness, and maturity of company's control environment
  • Support training of staff on processes, GRC practices, and ad-hoc initiatives that support achievement of goals and objectives
  • Support business units' preparation, execution, and delivery throughout regulatory examinations and other internal or external reviews |
  • Support resolution of issues discovered during examinations, internal audits, compliance reviews and self-testing findings |
  • Support preparation of a summary of remediation activities and closure documentation to leadership and governing committees
  • Implement the business units' internal policies, procedures, processes, controls, and risk statements, Identifying and implementing enhancements for increased efficiency in processes, controls, and related documentation
  • Promote best practices related to documentation, including control rationalization and frameworks
  • Support senior leaders on projects and cross-department collaboration and mentoring of staff
  • Support interactions with regulators, exchanges and other external parties
  • Implement risk management policies consistent with risk management and GRC best practices

Qualifications

  • Knowledge of applicable industry rules and regulations (SEC, CFTC)
  • Experience with internal controls, risk assessment strategies, audit techniques, and project management
  • Experience with educating stakeholders on GRC practices that enables them to effectively incorporate those elements into their processes and activities
  • Experience identifying, developing, and implementation solutions for processes that support governance, risk, and compliance activities
  • Ability to understand, at a high level, quantitative models and methodologies and use that knowledge to advise on the associated governance, risk, and compliance activities to achieve positive outcomes
  • Experience performing inherent and residual risk assessments and assessing design and operational effectiveness of applicable controls
  • Must be able to work in a team environment, be responsive to Executive Management
  • Full competency with use of the MS Office suite, with emphasis on Excel, PowerPoint, and Word
  • Experience with Governance and Risk & Compliance Software such as Archer
  • Certifications
  • Certified Regulatory Compliance Manager (CRCM), GRC Certification, or Certified Internal Auditor (CIA)
  • Bachelor of Science in Finance, Business or a related discipline
  • 3+ years of experience with audit, compliance and enterprise risk approaches within SEC or CFTC regulated businesses

Reference: 1710155914

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