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Risk and Control Analyst (S&P Global Ratings)

Posted on Dec 12, 2018 by S&P Global

New York, NY 10001
4 Dec 2018
Annual Salary
JobDescription :

The Role

The Risk & Internal Control Analyst position performs various development, deployment and reporting activities to support Global Rating Services' Risk & Internal Control Structure. Key responsibilities include the design and the global rollout of enhanced internal control processes within the organization and preparing periodic internal and external reporting on the effectiveness of the internal control structure.

Key Responsibilities
  • Leads the effort to define standards and implement enhanced internal control processes across S&P Global Ratings, including periodic controls assessment, integration with risk assessment, continuous monitoring and testing and sufficiency of internal control resources
  • Drives process enhancements through the global organization to ensure alignment to S&P Global Ratings Internal Control Structure. For example, alignment of self-identified and independent review findings to the Risk and Control Framework and periodic assessments.
  • Prepares regular reporting on the effectiveness of the internal control structure to the Risk Committee, Audit Committee and the various Board of Directors.
  • Prepares annual reporting on the effectiveness of the internal control structure to the SEC and other applicable regulators.
  • Monitors the remediation of internal control deficiencies.
  • Supports requests for information from management and/or the Regulators on internal control activities.

Functional and Business Knowledge
Candidate must have 5+ years of relevant experience and have the following skills in addition to other relevant experience:
  • Experience implementing effective internal control structures, including knowledge of best practices in internal control
  • Proven complex multi-functional business process design experience using best practices methods and tools
  • Working knowledge of Operational Risk Management within a financial institution and how controls mitigate risk
  • Knowledge of Credit Rating Agencies a plus.

Problem solving
Analytical thought needed to resolve issues in a variety of complex situations. Considers best practices and lessons learned to evaluate solutions. Makes decisions after analyzing multiple sources, internal and external.
  • Experienced in the design of a multitude of diverse risk and control processes.
  • Works independently to drive the design and implementation of pragmatic processes to support our internal control structure.
  • Strong attention to detail in analysis and design activities

Interpersonal Skills
Communicates sensitive information, modifies beliefs or opinions based on collective facts or direction that has been set
  • Strong communication skills, both oral and written, and the ability to communicate clearly with constituents
  • Reporting (particularly to the Regulators) produced on the effectiveness of the internal control structure is in near finished form and requires limited revisions. Experience writing reports on the effectiveness of processes and controls to the Regulators
  • Builds effective relationships with a proven record of building trust and credibility.
  • Effectively delivers and influences others on differing points of view on internal control.

Nature of Impact
Routinely impacts quality, timelines of results, planning and revenues or budgets of own team and related teams and frequently sets policies, procedures and standards.
  • Identifies valuable improvements to internal control activities conducted on a global basis.
  • Acts effectively as a change agent for the risk and control culture within the organization.

Leadership & Scope
Manages own work and allocates or coordinates the work of others but does not have full management responsibilities. Focus of the oversight is limited to quality and completion of work or tasks.
  • Establishes strong effective, collaborative relationships with all areas within the firm.

Minimum experience and qualifications
  • Minimum Education: Bachelor Degree
  • Minimum Experience: 3+ Years, preferably in Financial Services; one year of experience in Risk & Internal Control

Risk and Control Analyst (S&P Global Ratings)

Reference: 599332991