Compliance Monitoring & Testing Associate
Posted on Dec 10, 2018 by PSD London
The Compliance Monitoring & Testing Associate will be responsible for ensuring that all legal and regulatory compliance is upheld, in a way that will maximize business. As part of the compliance team, making sure the UK business is compliant with all appropriate regulatory rules, including Consumer Credit sourcebook, FCA Handbook, GDPR obligations and AML regulations.
You will directly report to the Head of Risk and Compliance, while working closely with the Compliance Monitoring Manager, ensuring legislations, regulations and polices are in agreement with annual compliance monitoring plans. The successful candidate will need to help identify any issues that could come from conducting reviews and 2nd line testing, which will be parallel with the planned compliance framework. Where necessary the Compliance Monitoring & Testing Associate will be responsible for reporting and tracking of issues and escalating them to the Head of Risk and Compliance. The role will also require you to assist with certain adhoc and administrative requests, where relevant.
What we are looking for
- Experience of 1 year or more in a compliance monitoring role
- Good level of education
- Excel and word experience is essential
- A high level of verbal and written communication skills
- Knowledge within Financial Services / Consumer Credit / e-commerce experience and regulatory is essential