Compliance Officer (Cross Border Monitoring & Testing) # 121137

Posted on Dec 15, 2018 by Credit Suisse -

Raleigh, NC 27601
3 Dec 2018
Annual Salary
We Offer
We offer the interesting and challenging opportunity to join the International Cross Border Compliance group. Holding this role you will be responsible for:
  • You will be executing regional CB M&T Plan and reporting and escalating issues resulting from the CB M&T activities to Business / CCRO management and other business partners;
  • Producing related CB MI;
  • You will be executing face to face CB trainings to Business; and
  • You will be providing CB related advice in close collaboration with the cross border team members, divisional Compliance officers and / or CB Legal where relevant; and
  • You will be providing proposals on how to further develop / adapt the CB program to meet regulatory requirements / expectations with a key focus on CB M&T activities.

Credit Suisse maintains a Working Flexibility Policy, subject to the terms as set forth in the Credit Suisse United States Employment Handbook.

You Offer
  • You hold a Bachelor's degree required, JD / MBA preferable but not necessary.
  • Your minimum of 8-10 years of experience in financial services is required.
  • Do you have a minimum of 5 years of compliance, regulatory, or audit experience with particular emphasis in monitoring, surveillance and/or testing of Investment Banking, Private Banking and / or Asset Management activities?
  • Do you have the ability to build and maintain positive working relationships with peers, management, project team, and key business partners?
  • Do you have exceptional written and verbal communication skills?
  • You are self-motivated and shown ability to work with little direct supervision.
  • You demonstrated capacity for hard work.
  • Takes positive approach to challenges.
  • Demonstrated analytical skills.
  • You are detail-oriented; solution-oriented and well-organized.
  • Ability to exercise good judgment and knows to escalate appropriately.
  • Excellent team-player who regularly engages in knowledge share.
  • Data management expertise; experienced user of MS Office toolset, especially Power Point and Excel, etc.

Compliance Officer (Cross Border Monitoring & Testing) # 121137

Reference: 598336929