Transaction Capture Sr Analyst (New York City)

Posted on Dec 18, 2018 by Citi-US

New York, NY 10001
3 Dec 2018
Annual Salary
  • Primary Location: United States,New York,New York
  • Education: Bachelor's Degree
  • Job Function: Operations
  • Schedule: Full-time
  • Shift: Day Job
  • Employee Status: Regular
  • Travel Time: No
  • Job ID:


About Citi
Citi, the leading global bank, has approximately 200 million customer accounts and does business in more than 160 countries and jurisdictions. Citi provides consumers, corporations, governments and institutions with a broad range of financial products and services, including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management. Our core activities are safeguarding assets, lending money, making payments and accessing the capital markets on behalf of our clients.

Citi's Mission and Value Proposition explain what we do and Citi Leadership Standards explain how we do it. Our mission is to serve as a trusted partner to our clients by responsibly providing financial services that enable growth and economic progress. We strive to earn and maintain our clients' and the public's trust by constantly adhering to the highest ethical standards and making a positive impact on the communities we serve. Our Leadership Standards is a common set of skills and expected behaviors that illustrate how our employees should work every day to be successful and strengthens our ability to execute against our strategic priorities.

Diversity is a key business imperative and a source of strength at Citi. We serve clients from every walk of life, every background and every origin. Our goal is to have our workforce reflect this same diversity at all levels. Citi has made it a priority to foster a culture where the best people want to work, where individuals are promoted based on merit, where we value and demand respect for others and where opportunities to develop are widely available to all

Delta 1 has been the largest growing business in the Equities for the past 3 years and has seen massive growth over this period. This increase in revenue has been driven by increase in Citi Synthetic PB Swap balances resulting massive increase in Trade Volumes. The span of D1 products has significantly increased with new product offerings such as DMA to Swap, Swaps on Futures, International Euro clear Settling ETFs, ETF Create/Redeems as such required specialized technical expertise on how each business operates and would fit into the Delta 1 business.

The Team:
Supports a suite of Delta 1 products (predominantly equity swaps), providing first class client service to the Prime Finance and Delta 1 Clients base, responsible for Trade Capture/allocation, lifecycle management / Event processing and Cashflow affirmation.

The team is a conduit between many different areas notably Sales & Trading, Settlements (Derivatives & Equity), Financial Control and Technology

Trade capture, position reconciliation and exception management ad-hoc queries and investigations (phone, email) from Trades, Sales, Clients, Counterparties, Settlements & Management

Further responsibilities include processing and reconciliation of 871m Dividend withholding and providing Trade Support to the Delta 1 trading desk.

Key Responsibilities:
Support and act as back up for the regional Head when facing off to senior stakeholders such as Trading floor/Ops & Finance Heads

Responsible for business face off, acting as escalation point to both Front office, Client Executive and Relationship management groups.

Work closely with Trading, Risk Support and Asset Servicing. Acting as Subject Matter Expert for Global Lifecycle management in conjunction with overseeing build out of strategic platform.

Further evolve the build out client service model in Middle Office, raising standards and up skilling existing team members to achieve best in class product to client base

Heavy involvement in NAM corporate action events (Mandatory and Voluntary), including rights issues and dividends, for Trading Floor Positions including Stock Hedge and Derivatives.

Driving sustainable improvement of D1 Settlement Rate for Top Tier priority clients based in Tri State area.

Lifecycle processing of Swaps Corp Actions

871M Dividend With-holding Control

Knowledge and expertise to lead New (NPACs) or Growth business

Partnering with tech leads new projects


• Bachelors degree or in lieu of a degree a minimum of 4 years of equivalent work experience
• Previous experience of supporting a demanding Delta 1 or Derivatives desk, with a strong understanding of Corporate Event impact on OTC Derivatives
• Proven record of delivering results and working to strict deadlines
• Familiarity with impacts on risk and P/L

• Strong Microsoft Excel knowledge is essential
• Strong Communicator (articulate and literate)
• Excellent planning and organizational skills

We are looking for someone who is a fast learner in a fast paced environment, but also creative and a problem solver
The person should be:
• Ability to recognize high risk situations
• Ability to perform well in a dynamic, fast paced and entrepreneurial environment
• Strong control and risk awareness background critical
• Ability to work under pressure essential
• Strong sense of accountability and responsibility for owning issues through to resolution needed
• Desire to improve processes and implement STP essential
• A flexible and hard-working approach is required as is the need to be self-motivated and driven Transaction Capture Sr Analyst (New York City)

Reference: 598336804