Securities Operations & Client On-Boarding

Posted on Nov 21, 2018 by Trevose Partners Limited

New York, NY 10001
29 Oct 2018
Annual Salary

The Role

  • Separate requirements within Client On-Boarding and Operations
  • Looking for Associate and VP level candidates
  • On-boarding roles:
    • On-boarding institutional clients to the digital platform
    • Reducing the time to revenue through the adaption of streamlined processes
    • Managing a high volume of new client applications on a daily basis
  • Operations roles:
    • Highly diverse role with responsibility for a range of operations functions to include; allocations, settlements, regulatory reporting, project management and client services
    • Assisting with new issue placement
    • Ensuring operational processes can efficiently handle a high volume of complex deal structures

The Candidate:

  • Associate and VP level requirements
  • A proven background in a high paced broker dealer or hedge fund is required
  • Cash securities knowledge is strongly preferred for this role
  • Candidates must have excellent knowledge of the full trade lifecycle
  • Familiarity with custody operations is an advantage
  • Candidates must be willing to embrace a start-up culture and turn their hand to a variety of tasks as the needs of the business dictate
  • Previous experience of digital trading is desired but not essential

Our client is a registered Broker Dealer and a registered ATS for fixed income securities who are currently expanding into the digital asset space. Due high demand for their offering they are building out the Client On-Boarding function as well as the core Operations team. There are multiple positions available and the client is looking to fill these openings quickly

Reference: 561059921

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