Corporate Compliance - Private Investments - Compliance Manager - Vice

Posted on Nov 19, 2018 by JobLeads

Not Specified, PR
Banking
Immediate Start
Annual Salary
Full-Time
JPMorgan Chase & Co. (NYSE: JPM) is a leading global financial services firm with operations worldwide. The firm is a leader in investment banking, financial services for consumers and small business, commercial banking, financial transaction processing, and asset management. A component of the Dow Jones Industrial Average, JPMorgan Chase & Co. serves millions of consumers in the United States and many of the world's most prominent corporate, institutional and government clients under its J.P. Morgan and Chase brands. Information about JPMorgan Chase & Co. is available at Corporate Compliance - Private Investments - Compliance Manager - Vice President- Job Description JPMorgan Chase JPMorgan Chase & Co. (NYSE: JPM) is a leading global financial services firm with operations worldwide. The firm is a leader in investment banking, financial services for consumers and small business, commercial banking, financial transaction processing, and asset management. A component of the Dow Jones Industrial Average, JPMorgan Chase & Co. serves millions of consumers in the United States and many of the world's most prominent corporate, institutional and government clients under its J.P. Morgan and Chase brands. Information about JPMorgan Chase & Co. is available at Our Compliance Function With a diverse team of Compliance professionals supporting all areas of our business around the globe, the team is working diligently to be innovative and present all business partners with thoughtful and unique solutions to the challenges they face. The Compliance function has a robust set of priorities in place focused on best practices and employee development to ensure goals are delivered. Corporate Compliance - Private Investments - Compliance Manager - Vice President Private Investments is responsible for performing critical principal investment activities on behalf of the Firm. Private Investments, through its Strategic Investments team, works across all lines of business and Corporate Sector groups to assess and provide ongoing monitoring of new strategic investment opportunities and, through its Heritage Private Equity team, works to maximize the value of existing residual private equity and fund investment portfolios. The Compliance Manager will be responsible for providing regulatory and compliance advice to the Private Investments business. Responsibilities: * Support delivery of the Firm's Compliance Program to the Private Investment Group. * Develop, implement and maintain policies and procedures designed to address relevant banking, fiduciary and securities regulations, corporate policies and market practices relating to the Firm's investment activity. * Provide real-time guidance on applicability of regulatory or corporate policies to each group arising from current and prospective transactions. * Conduct regular training on the firm's policies and procedures. * Assist in preparation, maintenance and periodic reviews of assessments of significant compliance risks presented by the group's business activities. * Assist in regulatory reviews, audits, exams and inquiries relating to each group's activities. Qualifications Qualifications * Bachelor's degree required. * JD strongly preferred, but not required. * Minimum of five years' experience at a large financial institution/bank holding company or regulatory institution (SEC, OCC or FED) in a legal or compliance role. * Highly organized, detail-oriented, proactive and enthusiastic. * Ability to work effectively with colleagues and clients at all levels. * Ability to work in a fast-paced environment, multi-task and adapt to changing priorities. * Ability to evaluate complex regulatory and business issues and make decisions based on sound judgment. * Excellent interpersonal, leadership, organizational and communication (verbal and written) skills. * Proficient in Word, Excel and PowerPoint. JPMorgan Chase is an equal opportunity and affirmative action employer Disability/Veteran. Job Compliance Primary Location US-NY-New York-270 Park Avenue / 02317 Organization CORPORATE SECTOR Schedule Full-time Job Type Standard Shift Day Job Corporate Brand JPMorgan Chase & Co. How to Navigate on This Page Use the Job links above to navigate from one job description to the next. Use the 'Back to prior page' link to return to your search result page. Do not use the back button in your browser. * Bachelor's degree required. * JD strongly preferred, but not required. * Minimum of five years' experience at a large financial institution/bank holding company or regulatory institution (SEC, OCC or FED) in a legal or compliance role. * Highly organized, detail-oriented, proactive and enthusiastic. * Ability to work effectively with colleagues and clients at all levels. * Ability to work in a fast-paced environment, multi-task and adapt to changing priorities. * Ability to evaluate complex regulatory and business issues and make decisions based on sound judgment. * Excellent interpersonal, leadership, organizational and communication (verbal and written) skills. * Proficient in Word, Excel and PowerPoint.

Reference: 559325869