Compliance guidelines coding
Posted on Apr 20, 2021 by Optimus E2E
Implementation and coding regulatory and contractual investment guidelines in the Bloomberg CMGR compliance systems.
Migrating all rules related to Fixed Income portfolios from a Legacy system to Bloomberg CMGR.
Interacting with CAM and PM as well as Products and Legal department on regulatory and guideline questions as well as analysing and interpreting regulatory documents and client guidelines.
Reviewing, analysis, qualification & commenting on investment and regulatory guidelines violations related to rule implementation and seek for clarifications.
Support the development of a global Investment Guideline Compliance function and work in such environment, incl. continuously improving coding principles, guideline standardization and rule coverage and automatization.
Working with internal IT and external vendors on technical implementations.
Involved in projects which aim to enhance the processes and systems.
Testing rules have been successfully coding.
Ability to self-manage workloads
Effective, results orientated team player
Fostering Relationships/Stakeholder Management
Understanding investment instruments and portfolio management
Investment Guideline knowledge (contractual and regulatory)
Knowledge of investment compliance systems
Bachelor's Degree in Business, Finance or related subjects or equivalent experience
Experience with industry recognized compliance monitoring systems such as Charles River, Bloomberg, Aladdin, Sentinel, Thinkfolio, MIG21