WM WA Client Associate (SAFE)
Posted on Feb 25, 2020 by Wells Fargo
(email and phone number) is up to date and upload your current resume when
submitting your application for consideration. To participate in some selection
activities you will need to respond to an invitation. The invitation can be
sent by both email and text message. In order to receive text message
invitations, your profile must include a mobile phone number designated as
Personal Cell or Cellular in the contact information of
At Wells Fargo, we want to satisfy our customers financial needs and help
them succeed financially. We re looking for talented people who will put ou
customers at the center of everything we do. Join our diverse and inclusive
team where you ll feel valued and inspired to contribute your unique skills
Help us build a better Wells Fargo. It all begins with outstanding talent. It
all begins with you.
Wealth and Investment Management (WIM) businesses build enduring client
relationships through sound, thoughtful and objective advice. We help our
clients by developing individualized plans for everything from retirement goals
to business succession planning, to family legacy intentions. Services include
comprehensive planning and advice, investment management, brokerage, private
banking, estate planning strategies, trust, and both individual and
Assists Wealth Advisors (WAs) with account administration, sales activities and
relationship management, balancing multiple priorities. Assists WAs in
providing service to their client relationships. Interacts frequently with
clients to help profile and identify client retention issues as well as
potential new business opportunities across business and/or product lines.
Develops strong product knowledge and client relationship management skills to
meet the financial needs of Clients. Assists in cross-selling products and
services to existing clients. Prepares preliminary client correspondence and
customized professional client presentation materials to support sales/
marketing efforts. May assist with financial/wealth planning such as
spreadsheet preparation and analysis, completion and entry of client discovery
documentation in appropriate planning systems. Researches and resolves
operational issues related to complex accounts for our highest-net-worth
clients. Works with Centers, Stores and other resources to execute daily
transactions for WAs in sales and services support across multiple lines of
business. May provide work direction and training to more junior level
Associates. Job will be located in a Wealth Management Hub or Office location.
This SAFE position has customer contact and job duties which may include the
offering/negotiating of terms and/or taking an application for a dwelling
secured transaction. As such, this position requires compliance with the
S.A.F.E. Mortgage Licensing Act of 2008 and all related regulations. Ongoing
employment is contingent upon meeting all such requirements, including
acceptable background investigation results. Individuals in a SAFE position
also must meet the Loan Originator requirements under Regulation Z (LO)
outlined in the job expectations below.
This position has primarily Administrative Assistant job duties.
* 2+ years of administrative experience, office experience, or a
combination of both, in the financial services industry
* This position requires SAFE registration at the time of employment. Wells
Fargo will initiate the SAFE registration process immediately after your
employment start date. The Nationwide Mortgage Licensing System (NMLS)
web site (http // ) provides the
MU4R questions and registration required for employment in this position.
* Individuals in Loan Originator (LO) positions must meet the Consumer
Financial Protection Bureau qualification requirements and comply with
related Wells Fargo policies. The LO qualification requirements include
meeting applicable financial responsibility, character, general financial
fitness and criminal background standards. A current credit report will
be used to assess your financial responsibility and credit fitness,
however, a credit score is not included as part of the evaluation.
Successful candidates must also meet ongoing regulatory requirements
including additional screening, if necessary.
The salary range displayed below is based on a Full-time 40 hour a week
CA-Irvine Min $48,000 Mid $66,600
CA-Irvine5 Park Plaza - Irvine, CA
All offers for employment with Wells Fargo are contingent upon the candidate
having successfully completed a criminal background check. Wells Fargo will
consider qualified candidates with criminal histories in a manner consistent
with the requirements of applicable local, state and Federal law, including
Section 19 of the Federal Deposit Insurance Act.
Relevant military experience is considered for veterans and transitioning
service men and women.
Wells Fargo is an Affirmative Action and Equal Opportunity Employer, Minority/
Female/Disabled/Veteran/Gender Identity/Sexual Orientation.
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