BA/PM Regulatory Reporting CFTC/SEC Regulations - Investment Bank
BA/PM Regulatory Reporting CFTC/SEC Regulations - Investment Bank
We are looking for a BA/PM specifically with experience of CFTC/SEC Regulations, including experience in Dodd-Frank, EMIR SFTR, MIFID regulations. Role is in response to Audit findings relating to Reg Reporting specific to CFTC/SEC regulations. Therefore current/very recent experience of Dodd-Frank, EMIR SFTR, MIFID is essential.
Key requirements of role:-
- Experience in regulatory LOD1 with sound knowledge of Dodd-Frank, EMIR, SFTR, MIFID regulations
- candidate who knows how to navigate complex organisations and influence others is the key
The role is to enable closure of audit points by setting up a response framework to regulators, to manage the backlog of requests and to put in place effective systems going forward. The role liaises wit IT and |Operations
This is a 6 months ongoing role. It is a hybrid role - 50/50 office/home and is inside IR35 paid via an Umbrella company
Adlam Consulting operates as an Employment Agency & an Employment Business Applicants must be eligible to work in the specified location
Reference: 2939879537
BA/PM Regulatory Reporting CFTC/SEC Regulations - Investment Bank

Posted on Apr 29, 2025 by Adlam Consulting Ltd
BA/PM Regulatory Reporting CFTC/SEC Regulations - Investment Bank
We are looking for a BA/PM specifically with experience of CFTC/SEC Regulations, including experience in Dodd-Frank, EMIR SFTR, MIFID regulations. Role is in response to Audit findings relating to Reg Reporting specific to CFTC/SEC regulations. Therefore current/very recent experience of Dodd-Frank, EMIR SFTR, MIFID is essential.
Key requirements of role:-
- Experience in regulatory LOD1 with sound knowledge of Dodd-Frank, EMIR, SFTR, MIFID regulations
- candidate who knows how to navigate complex organisations and influence others is the key
The role is to enable closure of audit points by setting up a response framework to regulators, to manage the backlog of requests and to put in place effective systems going forward. The role liaises wit IT and |Operations
This is a 6 months ongoing role. It is a hybrid role - 50/50 office/home and is inside IR35 paid via an Umbrella company
Adlam Consulting operates as an Employment Agency & an Employment Business Applicants must be eligible to work in the specified location
Reference: 2939879537

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