Core Consultants, now part of Alba Partners has pioneered a unique approach to AI consulting and engineering. The companies are led by former leaders from KPMG, Accenture and IBM to deliver measurable outcomes to clients.

Founded by a team of engineers, scientists, and consultants, we create modular AI platforms using groundbreaking technology from our global ecosystem of pre-seed to Series A AI disrupter that deliver AI democratisation at scale

Our distinct value proposition is centred on building operational self-reliance creating a new benchmark for how consulting services are sourced and delivered.

Core is committed to bringing together experts and emerging talent to collaborate in solving complex data engineering problems and innovating with GenAI. We have nurtured a community-focused delivery model, comprising of ecosystem of scientists, engineers, and subject matter experts to help deliver our mission to make AI simple

Trading Supervision & Control Frameworks SME

Role Overview:

We seek experienced consultants with expertise in Front Office control frameworks, trade supervision, and regulatory compliance to join our rapidly growing practice. This role will focus on delivering comprehensive risk assessments, gap analyses, and implementation plans to help our financial services clients meet regulatory expectations (PRA/FCA) and enhance their supervisory processes.

Key Responsibilities:

• Conducting detailed gap analyses of clients' Front Office control environments against regulatory standards.
• Developing tailored remediation plans, policies, and procedures to strengthen trading controls.
• Implementing supervisory dashboards and frameworks, collaborating with stakeholders across front, middle, and back offices.
• Providing expert insights on supervisory best practices, unauthorised trading risk, and behavioural analysis.
• Managing client relationships, facilitating stakeholder workshops, and delivering clear, structured documentation and presentations.

Essential Experience:

• Proven consultancy experience in financial services, specifically focused on trading supervision, control frameworks, or market conduct.
• Strong knowledge of regulatory requirements (PRA, FCA) related to Front Office supervision and trading activities.
• Demonstrable experience conducting gap analyses, policy/procedure development, and implementation support.
• Ability to clearly articulate complex information to clients through written documents and presentations.
• Experience collaborating closely with senior stakeholders, compliance teams, and technology partners.

Preferred Experience:

• Background from Big Four or similar consultancy environment.
• Experience in trade surveillance systems, vendor assessments, or supervisory platform rationalisation projects.
• Direct experience or familiarity with trading desks and market environments (though not essential).

Inside IR35